Portfolio of 3 FINMA Licenses
Included Licenses:
1️⃣ Portfolio Manager
- Discretionary management of client assets under a written mandate
- Full control over buying/selling securities (ETFs, stocks) based on client risk profiles
- Perfect for Robo-advisors, Wealth Managers, Digital Investment Platforms
2️⃣ Investment Adviser
- Offer personalized investment advice without managing assets directly
- Ideal for clients who want guidance but retain control over portfolios
- Registered with the Swiss Adviser Register (Beraterregister)
3️⃣ Execution-Only Services
- Platform where clients execute portfolios themselves
- Clear risk disclosure required
- Less regulated than advisory or discretionary mandates
Information is indicative and confirmed on enquiry. Acquisition is subject to due diligence and the applicable regulatory approvals.